• Eligibility Review: Evaluating post-listing performance, paid-up capital, profitability, and shareholder base.
• Regulatory Compliance: Ensuring fulfillment of SEBI and Exchange requirements for migration.
• Restructuring Support: Advising on shareholding patterns, promoter lock-ins, and corporate governance standards.
• Execution & Approvals: Coordinating with merchant bankers, exchanges, and regulators for seamless transition.
• Regulatory Compliance: Ensuring fulfillment of SEBI and Exchange requirements for migration.
• Restructuring Support: Advising on shareholding patterns, promoter lock-ins, and corporate governance standards.
• Execution & Approvals: Coordinating with merchant bankers, exchanges, and regulators for seamless transition.
Our Process
1. Assessment
2. Structuring
3. Execution
4. Post-Listing Support
- Reviewing financial statements, tax records, and corporate filings.
- Checking eligibility against SME Exchange criteria.
- Identifying compliance gaps and areas requiring restructuring.
2. Structuring
- Designing optimal shareholding and reserve structures.
- Planning the issue size and method of fundraising.
- Aligning governance and reporting standards with regulatory expectations.
3. Execution
- Coordinating with merchant bankers, legal advisors, auditors, and registrars.
- Ensuring timely regulatory submissions.
- Managing timelines for issue opening, subscription, and allotment.
4. Post-Listing Support
- Investor Relations: Regular communication with shareholders and analysts.
- Compliance Advisory: Assistance with quarterly results, disclosures, and SEBI filings.
- Strategic Guidance: Continuous advisory for future fundraising, acquisitions, or main board migration.
Main Board Migration
Many SMEs aspire to move from SME Exchange to Main Board once they grow in size.